Distribution of share holding 30.09.2016
STATEMENT SHOWING SHAREHOLDING PATTERN AS ON 30/09/2016
Name of Listed Entity: SUNDARAM BRAKE LININGS LIMITED

Scrip Code / Name of Scrip / Class of Security- 590072 / SUNDRMBRAK / Equity

Shareholding Pattern filed under : Reg 31 (1) (b)
For the Quarter ending : 30th September 2016
 
Particulars Yes No
Whether the Listed Entity has issued any partly paid up shares ? - No
Whether the Listed Entity has issued any Convertible Securities or Warrants ? - No
Whether the Listed Entity has any shares against which depository receipts are issued ? - No
Whether the Listed Entity has any shares in locked-in ? - No
Whether any shares held by promoters are pledge-or otherwise encumbered ? - No

Table 1 - Summary Statement holding of specified securities
Category Catagory of
Shareholder
No: of
Share
holders

No: of fully paidup equity shares held

No: of partly paidup equity shares held No: of shares
underlying Depository
Receipts
Total No of
shares held
(IV)+(V)+(V1)
Shareholding as a %
of total no.of shares
(calculated as per
SCRR, 1957)
As a % of (A+B+C2)
No: of Voting Rights held in
each class of securities
No: of Shares Underlying Outstanding convertible securities (incuding Warrants)

Shareholding as a % assuming full conversion of convertible securities (as a percentage of diluted Share Capital) (XI) = (VII + (X) As a % of (A+B+C2)


No of
Locked in
Shares
No. of Shares pledged or otherwise encumbered No: of
equity
shares held in
dematerialized
form
(XIV)
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
                No. of
Voting
Rights
Total as
a % of
(A+B+C)
    No.
(a)
Asa % of total Shares held (b) No.
(a)
Asa % of total Shares held (b)  
              ClassEquity:                
                                 
(A) Promoter & Promoter Group 19 2578784 - - 2578784 65.54 2578784 65.54 - - - - - - 2578784
(B) Public 8536 1355791 - - 1355791 34.46 1355791 34.46 - - - - - - 1186931
(C) Non Promoter — Non Public - - - - - -     - - - - - - -
(C1) Shares underlying Drs - - - - - -     - - - - - - -
(C2) Shares held by Employee Trusts - - - - - -     - - - - - - -
            - -                  
  Total 8555 3934575 0.00 0.00 3934575 100.00 3934575 100.00 0.00 0.00 0.00 0.00 0.00 0.00 3765715

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
  Category & Name of the Shareholders PAN No.of
Share
holder
No.of fully
paidup equity
shares held
No of Partly paidup equity shares held No. of shares underlying Depository Receipts Total nos.
shares held
(IV)+(V)+(VI)
Shareholding as a % calculated as per SCRR, 1957 As a % of (A+B+C2) No.of Voting Rights held in each class of securities
No. of Shares Underlying Outstanding convertible securities (incuding Warrants) Shareholding as a % assuming full conversion of convertible securities
(as a percentage of diluted Share capital) (XI) = (VII)+(X) As a % of (A+B+C2)
No. of
Locked in
Shares
No. of Shares pledged or otherwise encumbered No. of ,
equity
shares held in
dematerialized
form
(XIV)
  (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
                  No. of
Voting
Rights
Total as a % of Total voting rights     No.
(a)
As a % of total Shares held (b) No.
(a)
As a % of total Shares held (b)  
                  Class Equity:                
(1) Indian                                
(a) Individuals / Hindu undivided Family                                
1 Mr. Mahesh K - - 395842 - - 395842 10.06 395842 10.06 - - - - - - 395842
2 Mr. Krishna Mahesh - - 148766 - - 148766 3.78 148766 3.78 - - - - - - 148766
3 Mr. K Ramesh - - 110081 - - 110081 2.80 110081 2.80 - - - - - - 110081
4 Mr. Suresh Krishna - - 100000 - - 100000 2.54 100000 2.54 - - - - - - 100000
5 Ms. Shrimathi Mahesh - - 57412 - - 57412 1.46 57412 1.46 - - - - - - 57412
6 Ms. Shrikirti Mahesh - - 54409 - - 54409 1.38 54409 1.38 - - - - - - 54409
7 Ms Urmila Ramesh - - 11049 - - 11049 0.28 11049 0.28 - - - - - - 11049
8 Ms. Mridula Ramesh     10092 -   10092 0.26 10092 0.26             10092
9 Ms. Mala Ramesh - - 9570 - - 9570 0.24 9570 0.24 - - - - - - 9570
10 Mr. Suresh Krishna - - 480 - - 480 0.01 480 0 01 - - - - - - 480
11 Ms. Arathi Krishna - - 120 - - 120 0.00 120 0 00 - - - - - - 120
12 Ms. Usha Krishna - - 90 - - 90 0.00 90 0.00 - - - - - - 90
(b) Central Government/ State Government(s) - - - - - - -     - - - - - - -
(c) Financial Institutions/ Banks - - - - - - -     - - - - -   -
(d) Body Corporates - -   - - - -     - - - - - - -
1 M/s.T.V.Sundaram Iyengar and Sons Pvt Ltd - - 552955   - 552955 14.05 552955 14.05 - - - - - - 552955
2 M/s.Southern Roadways Ltd - - 478500 - - 478500 12.16 478500 12.16 - - - - -   478500
3 M/s.Sundaram Industries Private Limited - - 253835 - - 253835 6.45 253835 6.45 - - - - - - 253835
4 M/s.Alagar Farms Private Limited - - 195895 - - 195895 4.98 195895 4.98 - - - - - - 195895
5 M/s. Rajarajeswari Farms Private Limited - - 177988 - - 177988 4.52 177988 4.52 - - - - - - 177988
6 M/s. Upasana Engineering Limited - - 13900 -   13900 0.35 13900 0.35 - - - - - - 13900
7 M/s.Sundram Fastners Limited - - 7800 - - 7800 0.20 7800 0.20             7800
  Sub-Total (A) (1)   19 2578784 - - 2578784 65.54 2578784 65.64 0.00 0.00 0.00 0.00 0.00 0.00 2578784
(2) Foreign                                
(a) Individuals (Non Resident Individuals/Foreign Individuals) - - - - - - - - - - - - - - - -
(b) Government - - - - - - - - - - -       - -
(c) Institutitions - . - -   - - - - . - . - . - -
(d) Foreign Portfolio Investor - - . . - - - - - - - - -   - -
(e) Any other (specify) - - - - - - - - - - - - - - - -
  Sub-Total (A) (2) - - 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 . 0.00 0.00 0.00
  Total Shareholding of Promoter and Promoter Group (A)= (A) (1) + (A) (2)   19 2578784 0.00 0.00 2578784 65.54 2578784 65.64 0.00 0.00 0.00 0.00 0.00 0.00 2578784

Table III - Statement showing shareholding pattern of the Public Shareholder
  Category & Name of the Shareholders PAN No.of
Share
holder
No.of fully
paidup equity
shares held
No.of Partly
paidup equity
shares held
No. of shares underyng Depository Receipts Total nos. shares held (IV)+(V)+(VI) Shareholding
as a %
calculated
as per SCRR,
1957
As a % of
(A+B+C2)
No.of Voting Rights
held in
each class of
securities
No. of Shares Underlying Outstanding convertible securities (incuding Warrants)

Shareholding as a % assuming full conversion of convertible securities (as a percentage of diluted Share capital) (XI) = (VII) + (X) as a % of (A+B+C2)

No. of
Locked in
Shares
No. of Shares
pledged or
otherwise
encumbered
No. of
equity
shares held in
dematerialized
form
(XIV)
  (I) (II) (III) (IV) (V) (VI) (VII) (VIII) ( IX) (X) (XI) (XII) (XIII) (XIV)
                  No. of
Voting
Rights
Total as a % of Total voting rights     No. (a) Asa % of total Shares held (b) No. (a) Asa % of total Shares held (b)  
                  Class Equity:                
(1) Institutttions                                
(a) Mutual Funds - 2 110 - - 110 0.00 110 0.00 - - - - - - -
(b) Venture Capital Funds - - - - - - - - - - - - - - - 0
(c) Alternate Investment Funds - - - - - - - - - - - - - - - 0
(d) Foreign Venture Capital Investors - - - - - - - - - - - - - - - -
(e) Foreign Portfolio Investors - - - - - - - - - - - - - - - -
(f) Financial Institutions / Banks - 1 50 - - 50 0.00 50 0.00 - - - - - - -
(g) Insurance Companies - 1 22184 - - 22184 0.56 22184 0.56 - - - - - - 22184
(h) Provident Funds / Pension Funds - - - - - - -     - - - - - - -
(i) Any other (specify) - - - - - - -     - - - - - - -
  Sub-Total (B) (1)   4 22344 0.00 0.00 22344 0.57 22344 0.57 0.00 0.00 0.00 0.00 0.00 0.00 22184
(2) Central Government / State Government(s) / President of India - - -   - - -     - - - - - - -
  Sub-Total (B) (2)   0.00 0.00 0.00 0.00 0.00 0.00     0.00 0.00 0.00 0.00 0.00 0.00 0.00
(3) Non-institutions                                
(a) Individuals                                
i Individual shareholders holding nominal Share capital up to Rs.2 lakhs   8204 1164576 - - 1164576 29.60 1164576 29.60 - - - - - - 996824
ii Individual shareholders holding nominal Share capital in excess of Rs.2 lakhs   1 30545 - - 30545 0.78 30545 0.78 - - - - - - 30545
(b) NBFCs registered with RBI   - - - - - - 0 0.00 - - - - - - -
(c) Employee Trusts   - - - - - -     - - - - - - -
(d) Overseas Depositories (holding Drs) (balancing figures)   - - - - - - - - - - - - - - -
(e) Body Corporates   141 87897 - - 87897 2.23 87897 2.23 - - - - - - 86949
(f) Limited Liability Partnership   2 2550 - - 2550 0.06 2550 0.06 - - - - - - 2550
(g) Clearing Member   184 47879 - - 47879 1.22 47879 1.22 - - - - - - 47879
  Sub-Total (B) (3)   8532 1333447 - - 1333447 33.89 1333447 33.89 0.00 0.00 0.00 0.00 0 0.00 1164747
  Total Public Shareholding B3) = (B)(1)+(B)(2)+(B)(3)   8536 1355791 0.00 0.00 1355791 34.46 1355791 34.46 0.00 0.00 0.00 0.00 0 0.00 1186931

Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder
  Category & Name of the Shareholders PAN No.of
Share
holder
No.of fully paidup equity shares held No.of Partly paidup equity shares held
 No. of Shares
underlying
Depository Receipts

Total nos. shares
held (IV)+(V)+(VI)

Shareholding as a % calculated as per SCRR, 1957 As a % of (A+B+C2)

No.of Voting Rights
held in each class
of securities

No. of Shares Underlying Outstanding convertible securities (incuding Warrants) Shareholding as a % - assuming full conversion of convertible securities
(as a percentage of diluted Share capital) (XI) = (VII)+(X) As a % of (A+B+C2)
No. of
Locked in
Shares
No. of Shares
pledged or
otherwise
encumbered
No. of
equity
shares held in
dematerialized
form
(XIV)
  (I) (II) (Ill) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
                  No. of Voting Rights Total as a% of Total voting rights     No. (a) Asa% of total Shares held (b) Asa %
of total
No. Shares
(a) held (b)
 
                  Class Equity:                
(1) Custodian / DR Holder                                
(a) Name of DR Holder (if available) - - - - - - - -   - - - - - - -
  Sub Total (C) (1) - 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
(2) Employee Benefit Trust under SEBI ( Share based Employee Benefit) Regulations 2014 - - - - - - - -   - - - - - - -
(a) Name (if available) - - - - - - - -   - - - - - - -
  Sub Total (C) (2)   0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
  Total Non-Promoter - Non Public Shareholding (C) = (C) (1)+(C) (2) - 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00